STATE RANKINGS
Financial Adviser Misconduct By State
| STATE | FIPS STATE | NUMBER OF BROKERS | % WITH MISCONDUCT |
|---|---|---|---|
| Alabama | 1 | 4175 | 9.94 |
| Alaska | 2 | 460 | 10.43 |
| Arizona | 4 | 12782 | 8.67 |
| Arkansas | 5 | 2021 | 9.50 |
| California | 6 | 61728 | 9.58 |
| Colorado | 8 | 16055 | 6.58 |
| Connecticut | 9 | 12656 | 7.51 |
| Delaware | 10 | 1626 | 7.20 |
| Florida | 12 | 36252 | 11.99 |
| Georgia | 13 | 12354 | 9.15 |
| Hawaii | 15 | 1524 | 7.61 |
| Idaho | 16 | 1304 | 9.05 |
| Illinois | 17 | 42035 | 5.97 |
| Indiana | 18 | 7931 | 7.07 |
| Iowa | 19 | 5358 | 6.05 |
| Kansas | 20 | 4690 | 8.19 |
| Kentucky | 21 | 4797 | 6.92 |
| Louisiana | 22 | 4148 | 8.39 |
| Maine | 23 | 1329 | 7.52 |
| Maryland | 24 | 9357 | 6.97 |
| Massachusetts | 25 | 17993 | 6.53 |
| Michigan | 26 | 12811 | 9.18 |
| Minnesota | 27 | 13767 | 6.13 |
| Mississippi | 28 | 1210 | 9.59 |
| Missouri | 29 | 13030 | 6.12 |
| Montana | 30 | 1014 | 9.76 |
| Nebraska | 31 | 5162 | 5.81 |
| Nevada | 32 | 2497 | 12.13 |
| New Hampshire | 33 | 3289 | 6.02 |
| New Jersey | 34 | 25992 | 9.06 |
| New Mexico | 35 | 1431 | 9.01 |
| New York | 36 | 117705 | 5.56 |
| North Carolina | 37 | 16009 | 6.27 |
| North Dakota | 38 | 789 | 10.52 |
| Ohio | 39 | 19780 | 6.82 |
| Oklahoma | 40 | 3426 | 7.30 |
| Oregon | 41 | 5069 | 9.11 |
| Pennsylvania | 42 | 25096 | 7.30 |
| Rhode Island | 44 | 3578 | 4.75 |
| South Carolina | 45 | 3778 | 10.16 |
| South Dakota | 46 | 728 | 9.75 |
| Tennessee | 47 | 7305 | 8.60 |
| Texas | 48 | 37010 | 7.91 |
| Utah | 49 | 5380 | 6.21 |
| Vermont | 50 | 427 | 11.24 |
| Virginia | 51 | 9401 | 8.19 |
| Washington | 53 | 9191 | 8.45 |
| West Virginia | 54 | 733 | 12.69 |
| Wisconsin | 55 | 9888 | 7.08 |
| Wyoming | 56 | 220 | 7.73 |
| Puerto Rico | 72 | 884 | 14.48 |